Transcript
Associate Professor Michael Kaess Hello, ladies and gentlemen, dear colleagues. My name is Michael Kaess and I’m a Professor of Child and Adolescent Psychiatry working at the University of Bern in Switzerland. And today, I’m going to talk to you about the topic, “Early Detection and Intervention of Borderline Personality Disorder.” So, first of all, although I have a strong interest in the topic, I do not have a conflict of interest with regards to pharmaceutical or industrial funding. All funding for the research that I’m going to tell you about was provided by research funding agencies only.
I’m going to start to introduce you, quickly, to the topic of personality disorders, in particular with regards to the new ICD-11. So, in the ICD-11, personality disorders will be classified on the continuum of severity, mainly including the two big domains, self and interpersonal functioning. In the self domain, we distinguish between identity and self-direction, whereas in the interpersonal domain, we can then also distinguish between the basis of empathy and intimacy. And this will be a very new concept of personality disorders which includes dramatic changes compared to the categorical diagnostic classification system that we have in personality disorders to date. However, and that is very important, there will be one diagnostic entity as a categorical classification that will still be available in the ICD-11 and that’s the diagnosis of borderline personality disorder.
Borderline personality disorder is one of the, also, most important personality disorder types because it is what we would call a disorder that fits best on a general personality pathology factor, which also means that individuals suffering from borderline personality disorder can be regarded as those with most severe personality disorder. Borderline personality disorder, as it is still described today in the Diagnostic and Statistical Manual of mental disorders, the DSM-5, comprises nine diagnostic criteria fear of abandonment, instable interpersonal relationships, identity disturbances, a pattern of impulsive and risk-taking behaviours, repetitive non-suicidal and suicidal self-injury, affective instability, chronic feelings of emptiness, irritability and anger and transient, paranoid or dissociative symptoms.
There’s been an ongoing debate about the diagnosis of personality disorder, in particular borderline personality disorder in adolescence, but it is nowadays, in the classification systems and also in most international guidelines, acknowledged as a reliable and valid diag – disorder in adolescence. And I will show you throughout the talk why we should acknowledge and also diagnose borderline personality disorder in youth.
The prevalence of borderline personality disorder in the normal population ranges between 1-3%, depending on the type of studies, but it is a very common disorder in inpatients. Almost 50% – up to 50% of inpatients fulfil diagnostic criteria. And borderline personality disorder is a very severe and enduring disorders. It ranges among the most important causes of disability-adjusted life years.
The diagnosis of borderline personality disorders was very controversial during the last decades and still remains controversial, particularly among many Clinicians and also, in the general public. And this was mainly due to a few false beliefs that were related, or that are related, to the diagnosis of borderline personality disorder in this age group. One of those beliefs is that there is a lack of validity of the diagnosis in adolescence, because borderline personality disorder includes some features that indeed, we often find in adolescence as very common features, such as mood swings or a tendency to act impulsively and engage in risk-taking behaviour. Nonetheless, I’ll be able to show you that borderline personality disorder in adolescence is far away from being usual puberty.
The second false beliefs is that there is a lack of stability of personality and personality pathology in adolescence because personality is not yet mature. It’s still under maturation and because of this lack of stability, diagnosis of personality disorder should not be made. And a second belief – a third belief, excuse me, that – maybe I start again with this. And the thir – sorry, and the third belief that is still very common among Clinicians is that personality disorder is uncurable, and many Clinicians just want to prevent their young clients from the stigma of an uncurable personality disorder, such as borderline personality disorder.
So, let’s talk a little bit about what borderline personality disorder is and how it differs from usual adolescence and also, from other disorders that are very common in adolescence. First of all, it is very important to state that adolescent borderline personality disorder is not similar to self-injury. Of course, most of individuals with borderline personality disorder present with a pattern of suicidal and non-suicidal self-injury, but as you can see here from this study, the prevalence of self-injury among adolescents in many countries in Europe is enormously high.
It’s around 20-30% for single incidence of self-injury and it ranges around 5-10% for the DSM-5 diagnosis of non-suicidal self-injury. Whereas the prevalence of BPD, as we learnt before, ranges around 1-2%. So, only a minority of self-harming teenagers really suffer from borderline personality disorder. However, within the group of individuals who self-harm, BPD has some very prominent features and individuals with BPD differ from those who do not present with borderline personality disorder, for example, with regards to their load and to their severity and complexity of childhood adversity.
We can here see the slide from the study that we investigated in Heidelberg in Germany. It’s a study comprising of more than 500 help-seeking teenagers with self-harm behaviour, where we investigated severity and complexity of their experience of childhood adversity. And as you can clearly see, the number of borderline personality disorder criteria met, correlate very well with their severity and complexity of childhood adversity. Which means that the more borderline personality criteria the adolescent patients fulfil, the higher their risk of having a history of severe childhood adversity.
Now, as we already know that personality disorder is dimensional in nature, we also know that this is true for borderline personality disorder. This is the same sample, more than 500 individuals who self-harm, where we investigated two different constructs. One is health-related quality of life, and the other one is psychopathological burden or distress. And we investigate that with well validated instruments, with the advantage that there is also enough data in healthy individuals. And as you can see here is that with regards to health-related quality of life, the self-harming individuals here in the black line who do not suffer from borderline personality disorder at all, show lower quality of life compared to healthy individuals.
But you can also see that once individuals fulfil that threshold borderline personality disorder, which means that they meet three or four criteria of the disorder, but do not just reach the full diagnostic threshold. And then, obviously, those who meet diagnostic criteria for borderline personality disorder show significantly lower health-related quality of life. And we find the same pattern with regard to psychopathological burden or distress. The self-harming individuals have higher psychopathological burden compared to the healthy individuals, but again, those with sub-threshold, or full syndrome borderline personality disorder, show a much and significantly higher psychopathological burden.
So, borderline personality disorder is an important driver of comorbidity. We know that individuals with borderline personality disorder often suffer from this characteristic combination of both internalising and externalising psychopathology. And as you can see here in this graph, it’s, again, the same study of more than 500 self-harming individuals, we can show that those who suffer from borderline personality disorder have very strong comorbidity in many other ICD categories.
For example, here, affective disorders, anxiety disorders, eating disorders, or conduct disorder or ADHD. Whereas those who self-harm but show no borderline personality disorder, show much less comorbidity. So, then we can also conclude that those individuals suffering from borderline personality disorder very commonly, have a set of diverse comorbid mental health problems. Other important aspect of mental health problems is that mental disorders often come with a loss of psychosocial functioning. We know that psychosocial functioning is reduced in many of our patients and that particularly inpatients are often the group with high severity of the disorder and particularly low psychosocial functioning. So, in this study, we investigated individuals with full diagnostic threshold of borderline personality disorder, and we compared them with a healthy control group, but also, with a clinical control group which was consecutively recruited from adolescent inpatient units of child and adolescent psychology. And again, you can see here that the individuals with borderline personality disorder showed significantly lower psychosocial functioning, not only compared to the healthy controls, but also compared to the mixed clinical control group.
Now, if we try to dive a little bit deeper into the phenomenology of borderline personality disorder, it is very important that the disorder mainly includes three domains of instability, the affective instability, the interpersonality – the interpersonal instability and the instability of self. And this is a study that was done with what we call ecological momentary assessment. It’s a smartphone-based technology where individuals are asked about their mood states, in this case 12 times a day, in approximately hourly intervals. And we did this investigation in individuals with non-suicidal self-injury, one type of adolescent self-harm and also, with healthy controls.
And what you can see here is what we call a heat map. You see here the four days in a row where we did this examination, and you can see here the current affect in each hour across the day. And the colour of red shows a particularly low affect, whereas the green colour shows a particularly high affect. So, what we – what can we see here on this graph? First of all, and I think this is very important, is that healthy adolescents are far away from being affective instable. You can see here that most of the healthy controls show pretty high affect across all the four days and there’s very little fluctuation of the current mood. The picture is completely different in those individuals who self-harm. You see this, kind of, moderate picture with the emotions or current affect of the individuals changing from hour to hour, showing this characteristic mosaic picture, which shows us a very visualised picture of emotion or affective instability.
So, this is a group of self-harmers which we can, again, distinguish into the group of self-harm with borderline personality disorder and without borderline personality disorder and this is what we did here in this next graph. You can see here the co-efficient of affective instability of the healthy controls and you can see here the self-harm group, again distinguished into those with self-harm, but no borderline personality disorder and then, again, with much higher affective instability, those with self-harm and borderline personality disorder.
So, in the same study, we did not only ask for affect, but we also asked the individuals whether they felt close or loved by their mother or by their best friend. And indeed, you can see the same characteristic picture. Those individuals without any pathology showed very little interpersonal instability, whereas those with self-harm and in particularly those with borderline personality disorder, showed significantly higher levels of interpersonal instability.
So, there is other groups worldwide who also investigate the topic of adolescent borderline personality disorder. Here is the slides from the group in Basel, in Switzerland, who investigated identity disturbances or identity instability in borderline personality disorder. And they investigated, again, a group from the normal population, but then also, individuals with predominantly externalising disorders, internalising disorders and a group with personality disorder. And what you can see here is that the same picture applies. The individuals with personality disorder, most of them with borderline personality disorder, showed a much higher and significantly higher level of identity disturbances compared to the healthy controls, but also compared to the two clinical groups.
We have talked a lot now about the concept of borderline personality disorder, but I would briefly like to show you how these data relate to the new concept, to the Alternative Model of Personality Disorder, which will also be more or less introduced in the ICD-11, as I told you before. What we have done here in Bern, is we have investigated a large number of patients and with the two constructs, DSM diagnostic criteria for borderline personality disorder and Alternative Model, impairment of personality functioning. And then these were all patients from our outpatient or inpatient department and what you can see here is that almost two thirds of the patient population do not fulfil criteria for personality disorder, neither in the old categorical way, nor in the new dimensional loss of personality functioning way.
Then you can also see that there is a group of individuals, it’s 16.9%, who show impairment in personality functioning, but not borderline personality disorder. Which is not very surprising because this is the group of patients who would fulfil other types of personality disorder according to the old classification system and will now be summarised in the new dimensional model.
We have then the group who will be the new diagnostic group of personality – of borderline personality disorder, because in the new classification system, they will need to fulfil diagnostic criteria for impairment in personality functioning, so impairment in self-domain and in the interpersonal domain. And they will additionally need to fulfil the diagnostic criteria for borderline personality disorder according to the new borderline personality disorder qualifier, which is introduced in the ICD-11.
And then there is a interesting small group of at least almost 10% and that is an interesting group because this group does currently fulfil criteria for borderline personality disorder according to the DSM-5, but they do not meet the criteria for impairment in personality functioning according to the new model. Which means that technically, in the ICD-11, they will not meet criteria for a diagnosis of borderline personality disorder anymore. This is an interesting group that probably we’ll need to deal with in more and future studies in the next ten years.
So, the interesting question now is, does the idea of personality disorder, particularly borderline personality disorder, as one of the most severe and enduring and impairing disorders that we have in adolescence, also apply to those diagnosed with the new model? And you can see this here in this, a little bit complicated graph, but I’ll talk you through. You see the different diagnostic groups in the different colours. The yellow group is the new borderline personality disorder group. The green group is the group who suffer from personality functioning impairment, but not borderline personality disorder. The red group is the group that I told you is a little bit difficult at the moment, and we have the blue group which is all patients of a university child and adolescent psychiatric hospital, but not with personality disorder.
And here, you see different measures of psychopathology, self-harm and burden, also reduced functioning. This here is the number of comorbid diagnoses. This here, for example, is quality of life measured by the KIDSCREEN. Here we have psychosocial functioning. We have suicidal ideation, suicide attempts. We have self-harm. We have psychotic symptoms, depressive symptoms, current stress level, emotion dysregulation, and load of traumatic experiences. And the overall pattern, actually, is pretty clear. Those diagnosed with borderline personality disorder, the yellow line, they are, in most constructs, far above all the other patients and also, above those with personality disorder but not borderline personality.
So, to sum up, if we talk about validity of borderline personality disorder, we have today sufficient data to say that borderline personality disorder clearly demarcates a group of mentally ill adolescents with commonly, adverse childhood, with high morbidity, with extreme levels of instability and dysregulation and a particularly low psychosocial functioning. So, let’s get to the next topic, the stability of personality disorder. Like, first of all, I want to talk to you not about personality disorder but about personality development. Many decades we thought about personality as a very stable construct that is more or less not changing over the lifespan. Maybe after a period of maturation, which we consider to be in childhood and adolescence. However, what I show you here is data from a huge meta-analysis that included all the longitudinal data that we know, or have, worldwide on personality development. And in this graph, you see the degree of change in each of these personality phases in different age groups. And yes, there’s quite a bit of personality change going on in adolescence between ten and 18-years-old. But interestingly, in the age group from 18 years to 22 years, there is even more change in personality. And if you have a look at the group 22 years until 30-years-of age, there’s tremendous change in personality development, and even between the age of 30 and 40 years, tremendous change in personality dis – in personality development.
There’s a little bit less change in the decades from the 40s until old age, but still, some changes going on. And what I want to tell you is that personality is not as stable as we maybe thought. Personality is developing and changing and adapting to our life circumstances throughout the lifespan, and this is important. It’s probably also important from an evolutionary perspective. It makes us more resilient. It’s important that our personality develops with our different steps that we take in life.
So, let’s now go to the topic of borderline personality disorder. If we assume that personality is not stable, this may also be true for borderline personality disorder. And in 2011, there was one of the first studies that did a ten-year follow-up from a group of individuals, adult individuals with borderline personality disorder who were treated in a DBT, a dialectical behaviour therapy programme. And what you can see here was a very unique new finding at the time, around 15 years ago, because suddenly, we saw that borderline personality disorder, at least if it is treated, is not stable at all.
After two years, more than 50% of the individuals suffering from borderline personality disorder did not meet criteria for the disorder anymore. And it was less than 20% who still met criteria at the end of the ten-year follow-up period. However, in the same study, the authors made another very remarkable finding, because they did not only investigate the trajectory of disorder symptoms, but they also investigated the trajectory of psychosocial functioning.
And this line looks completely different. There is almost no change in psychosocial functioning, which means that although patients were able to mostly recover from borderline personality disorder, their psychosocial functioning, which means their ability to work, to participate in social connections, to found a family, to build a social network, to, you know, care for themselves, was much impaired and didn’t improve at all.
If we conclude on what we know about the stability of adolescent borderline personality disorder at all, we first need to conclude that borderline personality disorder is not a stable disorder, which also means it is treatable. There is, to date, I’ll show you a few data later, and we have sufficient data on that, there is, to date, no evidence that borderline personality disorder is less stable in adolescence compared to adulthood. And it is very important that although borderline personality disorder symptoms can be reduced substantially during and after intervention, there’s a high risk of enduring and stable loss in psychosocial functioning. And this is important because I’ll get to that later when we talk about the potential of early intervention.
So, let’s go to early intervention. The idea of early intervention is that we treat individuals with a new emerging disorder, either at the very early onset of the full disorder, which we call early treatment, but maybe we can also go a little bit earlier and we treat those individuals once they emerge with certain symptoms of the disorder, but before they fulfil full diagnostic threshold for the disorder, which we then call indicated prevention.
So, the range of treatment that ranges from indicated prevention to early treatment in case of full and new emerging disorder, that is called early intervention, across a whole range of mental disorders. And early detection and intervention have potential advantages compared to late intervention and this is true for most disorders, but is also true for borderline personality disorder. So, first of all, what you can achieve with early intervention is you can rechie – achieve a reduced duration of illness, and you might probably agree that it is different from suffering from a mental disorder for a period of one or two years or suffering from a mental disorder over a period of ten to 20 years.
If we reduce the duration of illness, we also have the chance to reduce repetitive comorbid disorders. In particular, since we know that borderline personality pathology is an important driver of both internalising and externalising comorbidity. Particularly important for individuals with borderline personality disorder is that we may be able to achieve a reduction of cumulative traumatic events. Because of the very specific interpersonal instability and the way our individuals with borderline personality disorder tend to engage in unhealthy relationships, they are at high risk of engaging in traumatic relationships ever and ever again throughout their lifespan. But if we treat the disorder, we might be able to get our foot into this vicious circle.
It is also very important that by labelling the diagnosis and then, also, adapting our treatments to the diagnosis of borderline personality disorder, we may be able to reduce the iatrogenic harm. Individuals with borderline personality disorder have a high risk of iatrogenic harm because they are often prolongly hospitalised. They often get a lot of polypharmacy, despite well knowledge that pharmaceutical treatment is actually not very helpful in those individuals. And I think here, the potential of reducing these times of the iatrogenic harm is enormous. And most importantly, we have the potential to improve or maintain psychosocial functioning, which we have seen before is hugely impaired and is probably also difficult to recover. And that’s, you know, not very difficult to understand, because in adolescence, there’s so many developmental goals and milestones to achieve, you know.
Individuals need to build their own social network. They need to get their proper education to build a professional career. They often find partners for their life to be able to found their own family. But if all these developmental milestones cannot be achieved due to a severe and ongoing and enduring disorder, such as borderline personality disorder, it is not very surprising that at the age of 25 or 30, it is pretty hard to achieve all these milestones which have not been achieved during adolescence. So, our idea is that if we intervene early enough, we’ll be able to support young individuals to either not lose their psychosocial functioning or rebuild their psychosocial functioning in a phase of life where psychosocial functioning can be more easily rebuilt.
So, what options do we have for early intervention in borderline personality disorder? There is not many studies on the topic yet, but there is a few randomised controlled trials that clearly show that psychotherapy and in particular, disorder-specific psychotherapy, has advantages compared to treatment as usual. Two of those treatments should be named here. One is dialectical behaviour therapy for adolescents, which is a third wave behavioural therapy, and the other very well investigated treatment method, which is disorder-specific, is mentalised – mentalisation-based treatment for adolescents, which is more derived from the psychodynamic psychotherapy tradition. And you can see here, for both of these treatments, there’s randomised controlled trials who show a clear treatment infect – in favour of treatment as usual, whereas in this graph you see that, for example, for dialectical behaviour therapy, there is not only self-harm which is reduced, but it’s, basically, all the nine criteria, here. Post-treatment is in yellow. The likelihood of meeting all the nine criteria of borderline personality disorder is significantly reduced.
So, from our early intervention service, I’ve brought you a few numbers on the efficacy of dialectical behaviour therapy in adolescents, just to show you what kind of response you can expect. So, this is data from – published data from our DBT-A programme, where you see in the first wave of our programme, where we did this study, we included almost 90% of individuals with full syndrome, borderline personality disorder, and another 10% with subsyndromal criteria.
Today, we do more indicated prevention, but at that time, we were still a little bit of hesitant to do that. And you see that after treatment with DBT-A, only one third of the patients still fulfilled criteria for borderline personality disorder. There was another third of patients who fulfilled subsyndromal criteria only and there were almost 40% who did not show any borderline personality pathology at all.
So, if we have a look at this, we can probably conclude that the response rates for disorder-specific psychotherapy in borderline personality disorder among adolescents is pretty good. It’s, in particular, not worse compared to many other very common disorders in adolescence, for example, such as depression on the internalising side or a conduct disorder on the externalising side. If we have a longitudinal follow-up, so in our early intervention service we are also conducting longitudinal follow-ups of our patients, you can see here this is more than 500 individuals at baseline and we follow them up annually, here now for a duration of four years. And you can see that the number or the average number of borderline personality disorder criteria is constantly declining, at least within the first three years of follow-up, with a significant reduction of criteria. Which means that the outcome with regards to a reduction of psychopathology is pretty good.
Interestingly, the age in which we start with early intervention does moderate the treatment effect. So, one of our research questions was, is there may be a too early age for early intervention? Yeah, and does early intervention for borderline personality disorder, which we start quite early, from the age of 12 years, does that show similar efficacy or effectiveness at different ages? And so, what I can show you here is that there is indeed, an age effect on the trajectory of borderline personality disorder within our early intervention service.
You can see that the older adolescents, 16 to 18-years-old, show large improvements of BPD criteria, whereas the younger adolescents, from 12 to 14-years-of-age, show only minimal improvements of borderline personality disorder pathology. However, what you can also see is that those individuals who enter our treatment service at an older age usually start on a much higher level of borderline personality disorder pathology. And that is not very surprising, given that we know from population-based research, that personality pathology, in particularly borderline personality pathology, is on the rise during adolescence. So, the load of personality pathology usually increases until early adulthood and then shows a small normative decline into old age.
So, if we now, which we did with a sophistical – statistical method, plot the intervention effect against this normative rise, the following picture results. We have here the natural course of borderline personality disorder with this characteristic increase of borderline personality criteria into young adulthood. And we have here the treatment effect, so the deviation that our patients show from this natural course. And what you can see here is that still, the older age group shows a stronger decline in personality pathology compared to the younger age groups. But what you can also see that in the end, all groups show a strong benefit from early intervention and that the benefit of intervention in younger age, where we mostly do indicate that prevention is more or less the prevention of the normative rise and not so much the decline, or the decrease, of personality pathology.
So, let’s go back to the adult course, just as a reminder that we see and in particular, the – a little bit depressing finding of the stability of loss in psychosocial functioning in adults. We have investigated the construct of psychosocial functioning within the longitudinal follow-up in our intervention service, as well and indeed, the picture is pretty different.
You can see here that during the active intervention period, which takes place in the first year, we have a strong and highly significant increase in psychosocial functioning, which then is followed by a steady further increase in psychosocial functioning within this cohort. And just for you as an information, we have plotted the similar course from the adult study from Gunderson et. al here. And you see that, obviously, their potential for improvement in psychosocial functioning in these younger individuals who were pre – who presented themselves to an early intervention service, is much higher, which means that at this age, we might have the option to change the trajectory of psychosocial functioning, which is, in my opinion, the main argument for early detection and intervention in borderline personality disorder.
We have shown a similar finding in a control trial, where we investigated a new psychodynamic treatment for adolescents. It’s called Adolescent Identity Treatment. It’s derived from Kernberg’s transference focused psychotherapy and have compared that with dialectical behaviour therapy for adolescents. And as you can see here, this was the baseline, this was after treatment and this were the two annual follow-ups. We see the same picture. The primary endpoint was global assessment of functioning, and we see for both early intervention approaches that the psychosocial functioning is significantly improving.
One last slide, before I come to my final conclusions, is that I still want to show you and remind you that the best treatment setting for individuals with borderline personality disorder is outpatient treatment. So, for individuals with borderline personality disorder, although they might sometimes need brief inpatient crisis intervention, the outpatient setting is the preferred way to treat. And you can also see this in this analysis of our cohort, because we had part of the patients who, for several reasons, underwent inpatient treatment for a longer period of time and one other part who had outpatient treatment only. And this graph is actually adjusted for all potential confounding factors, which means that inpatient treatment may have more suicidal behaviour. They may have more illness severity. They may present with lower psychosocial functioning. But even if you adjust for all these factors, you can see here that the trajectory for the decline of personality disorder, but in particularly for the increase in psychosocial functioning, is much better for those who undergo outpatient treatment only.
And the last slide is really a slide dedicated to the topic of stigma of borderline personality disorder. And yes, of course, the diagnosis is still stigmatised, and we will later, with our peer that I’m going to talk to, again, also discuss about the stigma of BPD and how it is to live with the stigma of borderline personality disorder. But I also want to – want you to think about is it really the right way to deal with stigma by not just saying the word ‘borderline personality disorder’?
It’s a little bit like in Harry Potter, where nobody, in the first few books, is allowed and is brave enough to say the name Voldemort. And does that make Voldemort less threatening, is the question? My opinion is it does not make borderline personality disorder less threatening if we consider it to be the diagnosis that dare not speak its name. And I’m pretty much advocating for detecting, diagnosing and also, treating borderline personality disorder as early as we are able to identify and treat it properly, because I think that this will graduately [means gradually] and remarkably improve the outcomes of our young patients.
Borderline personality disorder, indeed, is a severe and valid mental disorder in adolescents that is clearly distinguishable from puberty and also from other mental disorders, including self-harm. Early intervention of borderline personality disorder, because it has the best outcomes when it’s disorder-specific, clearly requires early detection. And early intervention of borderline personality disorder is effective across all ages during adolescence, but manifests probably differently in younger individuals, mostly by counteracting the normative rise of borderline personality pathology.
Most importantly, early intervention has the potential to improve patients’ life and trajectories of psychosocial functioning and that’s a real gain for these young individuals, you will certainly agree. And to date – and that’s also important to realise is that there’s no evidence of any pharmacological treatment of borderline personality disorder, neither in adults, nor in adolescents. So, the treatment type of choice is psychotherapy. And outpatient treatment should be the gold standard treatment for adolescents with borderline personality disorder.
So, research is something that you usually do not on your own. I have many co-workers to thank and many collaborators and mentors and I all wish to acknowledge them, and I wish to thank you very much for your attentions. Thank you.