Transcript
Professor Edmund Sonuga-Barke So, for a long time at the journal, we’ve been planning a major review of ADHD as part of our Annual Research Review issues, for a number of years. And in thinking about that, I’ve been very aware that the ADHD field is in a period of transition in some ways, a period of flux, as established ways of thinking about the condition are being revised in the light of scientific evidence that’s coming out, or at least being challenged in the light of that evidence.
And I’ve been banging on about this for a few years now, this notion of a paradigm shift, or challenging the traditional paradigm, at least, and I thought rather than me just writing about it, it would be amazing if we could get some of the leading Scientists, in the ADHD field, to reflect on the – our understanding of ADHD in the light of science to, kind of, inform that debate and that discussion as we go forward. And so, what I did, as I reached out to colleagues and friends, each one of them really the top of the tree in their particular specialism, and asked them to answer, really, three questions. One is, what did they “consider settled science currently?” The second one being, what did they think were “the most recent exciting new developments” in their particular area? And the third one being, what did they think was “the crucial unanswered questions that the field needs to address?” And so, there were eight colleagues who were invited to do this, and they covered issues around the causes of ADHD, but also the conceptualisation of ADHD, as well, and the presentation of ADHD. And so, you know, so, pretty broad and comprehensive coverage. My role in the whole thing, really, was as a bit of a ringmaster and a little bit of a nag, as well, keeping things in – keeping momentum moving forward, you know, supporting the writing and helping making sure that everybody was writing to a similar format, addressing the questions. But also, you know, to place the whole reviewing context, historical context, philosophical context, and als – as well as, kind of, draw out some more general themes that I think are illustrated by these eight different parts of the review, by one of my eminent colleagues who prepared them.
So, it’s, kind of, very unusual and to a – to act – to allow people the scope to say, “This is what I think,” rather than having a very systematic approach. So, clearly, as you – if you, you know, if you get to reading the article, you’ll see it’s evidence-based and science driven, without a doubt. I don’t know how many references there are, but it must be getting up for 300, but it still makes clear that there’s a big deal of interpretation, by the various authors, in terms of what they consider we’ve achieved and what they consider the future holds for the field.
Yeah, so, obviously, we had to decide on what the key divisions within the review would be. We couldn’t cover everything, but clearly, there are some major areas that we had no choice but to cover. In terms of the causes of ADHD, we looked at genetic factors and we looked at environmental factors. So, there’s Barbara Franke and Joel Nigg covered those areas. We also looked, obviously, at neuroscience and Jeff Newcorn and Xavier Castellanos worked together on that section, focusing on brain structure and function, but also on neurochemistry.
Now, quite clearly, those are – those four areas are at the core of causal models of ADHD and within the neuroscience, of course, there was mention of neuropsychology, as well, which is also essential. And if we think about translational science, that is applying scientific evidence to improve clinical practice, these three areas are key in that, and also, they’re also three areas where our thinking about the nature of ADHD is changing most radically, I suppose, in some ways, in the light of research over the last ten years, in particular, which we can – I can talk about that later.
In terms of the presentation of the condition, how it presents, there were areas on the developmental course of ADHD, there were – was a section on the structure of ADHD in terms of, kind of, a broader phenotype, what might be include over and above inattention, hyperactivity and impulsivity. And that focused on things like emotion regulation, sleep and so forth, as well as comorbidities, so-called comorbidities or co-occurring conditions, like emotional problems, depression, anxiety, conduct problems, so forth and so on, and actually including autism as well, which is a major area of research, over the last ten years.
So, yeah, so it’s been a – it’s a pretty comprehensive and broad-based review that tries to address all these different areas in terms, as I say, in terms of what we consider established fact, ‘fact’ and what we consider the most important questions that we need to answer going forward. So, yeah, so, in terms of those areas, Luis Rohde did the developmental pathways and then, Emily Simonoff and Stephen Becker did the overlapping conditions, and sorry, I forgot the final one, which is this whole issue of stigma, quality of life, stigma, wellbeing and Sven Bölte covered those really important areas.
Now, those areas might not have been included. This is – in a way, this is how the field is being shaped. Those areas, in an equivalent review ten years ago, the areas around stigma, quality of life and so forth, might not have been included, because – but the focus is very much more, you know, on the personal experience of people with ADHD in the research field now, very much being considered, you know, centrally in terms of core research questions.
So, I, basically, trusted my colleagues. I also, obviously, reviewed – I mean, these are people you can trust. I also reviewed, obviously, very carefully and multiple drafts. So, it wasn’t just like, “Go away and write 2,000/3,000 words on genetics of ADHD.” There was many, many iterations and, of course, it wasn’t just myself working on each section with the relevant – particular colleague, but of course, they were circulated to the whole group, so that we looked not only at the content of each section, but we looked at synergies between the sections and so forth. Making sure that there was a consistency even where there might be some disagreement, you know, in the views of the individual.
Yeah, no, it’s a very different approach, because of course, we are pushed more and more to a much more standardised approach. But I think it’s – in a way, that’s a bit spurious, because I think sometimes, the so-called standardised approach still hides a lot of opinion and at least here, it’s explicit. You might even say that it’s unabashed eminence-based science. But I think, you know – that’s supposed to be a bad thing, but I think on certain occasions it’s a – rather a good thing when you’re dealing with people who have such knowledge and expertise. And taking – and as long as one is open about the, you know, the – and transparent about that, I think it’s a good thing, yeah.
So, the process was fascinating. Took a long time, as you can imagine, but chiselling away at the different sections, developing some degree of similarity of style and having a common focus, foci or focuses, across the different sections was really important. So, it’s been an amazing experience, actually, working with all of these wonderful colleagues, on this particular – and we hope that, you know, people in the field will enjoy reading it. I did notice already we’ve had over six – I think over 6,000 downloads of the article, so that suggests people are, hopefully, finding it useful.
So, yeah, I think the development of a, kind of, formal diagnostic system that’s focused on the observable characteristics, they call it ‘phenomenological approach’ to diagnosis, has been absolutely essential in terms of progress in the treatment of ADHD, but also in linking it to the science of A – the research on ADHD. As its expressed in the DSM, the Diagnostic, Statistical Manual of the American Psychiatric Association, or in the World Health Organization’s International Classification of Diseases, it is explicitly open to being updated in light of evidence. And so, as listeners will know, there have been a series of versions of these diagnostic manuals and the ADHD diagnosis, although at its core it’s remained pretty much the same over – you know, since the DSM-III-R, so, kind of, first – the first, kind of, manifestation, or closest to the current manifesta – current characterisation, you know, it’s pretty – it’s remained pretty much the same since then in terms of the core inattention, impulsiveness and hyperactivity.
Of course, now, history goes a long – a lot further back than that, right the way back to George Still, with his concept of “Moral lack of – lack of moral control,” you know, way back in the early 20th Century, right at the start of the 20th Century, so the long historical progression of the ADHD construct. But the most recent phenomenological approaches, from a scientific point of view, have provided the framework to make explicit the definition of ADHD and therefore, to allow its research in a kind of, a standardised and coherent way of building a coherent body of knowledge about an identifiable and definable phenomena.
However, as with all concepts, there are multiple levels of significance and this who – the whole notion of ADHD, attention deficit hyperactivity disorder, is very firmly grounded in a medical model of neurodevelopmental diversity, if you put it – call it that if you like. So, that at the core of that model is the notion that ADHD is a category that’s distinct from normal – the, kind of, normal range of expressions of attention, impulsivity and hyperactivity, or levels of activity, impulse control and so forth in the general population, so it’s distinct. The boundaries between it and other conditions are clear and identifiable, that the underlying causal structure is unitary, that there is really – it’s a kind of, a unitary biological entity. Cau – the causes may be complex, but they’re, kind of, common to the condition. There’s one unitary entity, it’s a category, it’s easily – it’s distinguishable from other conditions.
And so, you know, that – some people call that, kind of like, a disease model or a medical model, and crucially, within that position – perspective, the causes lie within the individual and particularly within the brains of the individual. And so, of course, that has a big impact on the science that we’ve done, because the obvious scientific question there is, you know, from a translational point of view, you want to know which bit of the brain isn’t working, what is the unitary cause of this categorical condition? And so, of course, that focuses on some very particular research questions that we might answer by neuroscience, or we might answer by genetics and so forth and so on.
However, despite the many benefits of this system of definition and categorisation, the science that’s been done over the last – particularly the last ten to 20 years, has started to actually question, or lead to the questioning of some of these assumptions that I just mentioned. So, in a way, the – wouldn’t say the seeds of the destruction of this model, but they lie, actually, in the model itself. So all the benefits we’ve had, moving the field forwards, actually have led us to then question the assumptions of the model. So, it’s a wonderful, kind of, philosophy of science paradox, in a way.
I mean, so, for instance, we can think about whether it’s a category, is ADHD a category? Are there clear boundaries between normality and disorder? Well, there aren’t. I think we can say, without fear of correction now, that it’s a dimension. There are no clearcut differences in the underlying causes of ADHD behaviours as you become – as it becomes more severe. You see what I mean? So, there’s no, sort of, step change around any boundary that would suggest it’s a separate entity from normality. They call that a taxon. So, there’s no evidence for a taxon of ADHD, and that comes from genetic studies, from epidemiological studies, neurosci – you know, across the board, there’s simply not one study that supports it’s a category.
So, what does that mean, yeah? That starts to challenge the underlying assumptions of the current system. What about the boundaries between, say, ADHD and other conditions? Well, they’re very fuzzy. You know, we know now that ADHD shares genetic influences with a whole range of other conditions. I’m sure Barbara spoke about that; she wrote about it in the review, of course. So, that there are shared genes with autism, there are shared genes with depression, etc., etc., we can go on and on. There are shared neuropsychological aspects and neuroscientific aspects with other conditions, so the boundaries aren’t clear in terms of ADHD, either. So, that’s interesting and challenging.
Is there a single biological entity, is it one thing? Well, probably not. So, the most popular causal model, previously, in terms of brain processes, was the so-called executive dysfunction model and this was the idea that ADHD was caused by deficits within the system of executive control, which is underpinned by so-called frontostriatal brain networks, particularly dorsal frontostriatal brain networks that link the basal ganglia with the frontal and prefrontal cortex. And this was popularised by Russell Barkley, the brilliant – probably the most influential ADHD Researcher that we’ve ever had. So, his idea was that ADHD was essentially a disorder of executive function, nice and simple and, of course, then, you say, “Well, if it’s an exhau – a disorder of executive dys – function, then what you do is, of course, try and treat the executive dysfunction to improve the ADHD.” So, it’s a very nice translational, simple, quite linear model from genes, to brains, to behaviour.
However, what we know now, from psychological – neuropsychological testing, from brain imaging studies, is that in fact, there isn’t a single cause, underlying cause of ADHD. That you can manifest ADHD in a same – similar way that ten people might have a very similar clinical profile, but actually, if you look at their neuropsychological profile, it might be very, very different. So, some of them might have an executive problem and others might have a problem, for instance, in motivational features.
So, we introduced a – I introduced a concept, a delay aversion, quite a few years ago now, and what we showed was that there were people with ADHD who had no executive function deficits at all, but really struggled with handling delay in waiting for things. So, that was more core than the executive control and in fact, these things were totally dissociable; they weren’t correlated. So, it, kind of, supports the notion that there are neural or neuropsychological subtypes within the broader ADHD grouping.
So, you can see all of those three things challenge the simple diagnostic system that we’ve got. The problem is that the simple diagnostic system works pretty well. And so, there’s again, a bit of a paradox here that while it’s probably not been good for science, that system, because it’s built on the wrong assumptions, so we’ve often asked the wrong questions, I call it a scientific red herring because we’re distracted by asking about only executive function, when it’s actually not a problem for quite a few people with ADHD. So, you know, you’re looking at the heterogeneity rather than this, kind of, unitary model.
So, it’s pushed us towards asking the wrong questions, towards asking what I think, very often, the wrong questions, and it’s played, for instance, it’s really played down the role of the environment in ADHD, which I think has been unfortunate. And, you know, I think the evidence is – and as Joel talk – wrote about in his section, you know, there is growing evidence for the role of the environment in its interplay with genetic factors. But also, within studies that we’ve done in – of severe institutional deprivation as a primary cause of ADHD, potentially. So, you know, that’s another consequence of the model that we’ve been working with.
So, scientifically, it’s probably not been a good thing. It’s been a good steppingstone, perhaps, brought some order, reliability and system, but it’s actually, scientifically, probably, isn’t supported by the evidence that we’re finding now. But clinically, it seems to still have great value. Now, how could that be the case if it’s not actually a good scien – if it’s not grounded on the science that’s developing? And that’s something I’ve tried to address.
I wrote a commentary recently in our sister journal, JCPP Advances, in response to a paper by Ben Lahey and colleagues arguing for the complete overhaul of the dimen – of the categorical model towards a dimensional model. Now, given what I’ve just said, you think you’d support that, but actually, I argued against it. In fact, I – that the commentary is entitled “If It Don’t Fit, Don’t Force It,” which some of you may remember was an incredible soul record of the 1970s. But, basically, saying it’s – to force a dimensional model would be so disruptive to the clinical practice and without any clear evidence of exactly what are the key dimensions and how it would impact decision-making. Which is the key thing here, make – ability to make decisions about who needs intervention and who doesn’t need intervention, and which sort of intervention they need. It would be a big experiment that would be incredibly costly, I don’t just mean financially, with a big risk that it would be a total failure. So, I argued against it.
And I think the reason categorical systems are probably not going anywhere, in terms of clinical practice, is that Clinicians are human beings and human beings think categorically. They make categorical decisions all the time, that is, should I do this, or should I do that? And so, that categorical thinking – sorry, the diagnostic system needs to cut with the grain of human cognition, which is categorical. It’s also trait-based. We also do think about people’s individual behaviour as belonging to them, you know. This just – this is just a natural way human beings think and so, that really constrains what can be an effective clinical diagnostic system for the Clinician.
So, we’re caught – I feel we’re caught in a very interesting tension, actually, and it’s not clear to me what the solution is. Some people have argued for a sort of, a hybrid system where you keep the categorical definitions, you refine them, to some degree, but you overlap them with more dimensional systems focusing on underlying causes, perhaps. And that’s very much linked to the, so-called RDoC approach that was developed by the National Institute of Health – Mental – the National Institute of Mental Health in – Tom Insel – in the States, and is providing the basis for quite a lot of research struc – you know, the framework for quite a lot of research, with the goal of identing what – to find what are the core underlying cause of dimensions.
So, you could overlay that on the categorical model, so you get information both about the categories, you know, who fits in which – you know, who is defined in which category, even though the boundaries are arbitrary, to some degree, they seem to work, and overlap it with issues about underlying causes. And that’s quite important clinically as we go forward, because it may be the case that you need to treat the symptoms of ADHD, but you also need to treat the underlying difficulties.
So, for instance, if a person with ADHD also has working memory problems, then the treatment for ADHD may not improve the working memory problems, but it might improve the symptoms. So, then, you need to target the underlying working memory problems, which can also cause great impairment, as well. So, I think it’s – it will be good to have measures of, you know, the neural, the neuropsychological, neurobiological profile, alongside the clinical categories. I guess that’s how I’ve been thinking about it, anyway, at least. But it is a very interesting, and I think we call it conundrum, so very interesting conundrum, this tension between the two, the scientific use of the diagnostic categories and the clinical use of the diagnostic categories.
And it’s essential that we have Clinicians and at the same time, I should say, it’s essential that we have Clinicians and Scientists being able to talk to each other, so using a common set of concepts. You know, we can’t have one going – ‘cause without that, then there’ll be no translational research at all. So, it’s a very long answer to your question, but I hope it – I hope you think it was clear, anyhow.
I think a hybrid system is a – is the most likely to bear fruit, yeah. It’s a – but it’s an interesting situation we find ourselves in, I think, and it’s not just ADHD, of course, it’s nearly – the other neurodevelopmental conditions, as well as the other mental health conditions, you know. So, yeah, but apart from those – so, in a way, you can challenge a, you know, a paradigm, a diagnostic paradigm, you know, in terms of scientific credibility, which I’ve been talking about, but you can also challenge it in terms of whether it actually delivers on its promise to improve treatment, ‘cause that’s the whole point of what we do. If peo – if the people with ADHD aren’t going to benefit from the research we do, then we may as well just stop doing it, you know. This isn’t – I mean, it’s great, it’s very enjoyable, fascinating intellectually, but actually, ultimately, it’s supposed to improve the lives of people with ADHD.
And I think there is a great frustration in the field that the actual science of ADHD, I don’t mean the science of pharmacology or, you know, whatever, the actual science of ADHD has not delivered translational benefits or therapeutic innovation for the people with ADHD so far. And we’ve got to think about what’s the barrier to that, as well, and it may be the categorical system is a barrier to that. So, again, another little complexity in thinking about the relationship between science and practice.
But then, the third one, the third reason to challenge a paradigm, you might call not scientific credibility, not therapeutic value, but something like a cultural critique. So, people are starting to challenge the notion that ADHD – that divergence, inattention, impulse control and activity levels constitute a disorder, and that disorder is a result of brain dysfunction. They’re challenging that concept. They’re not saying it on scientific grounds. They’re saying it – that this is oppressive to neurodivergent people, and this is a so-called neurodiversity movement and, in a way, it’s the biggest challenge. It’s the most radical challenge, it’s not maybe the biggest, it’s the most radical challenge to the whole of ADHD and autism, you know, spectrum disorder and whatever concepts.
And it’s the notion that in and of itself, patterns of neurodivergence don’t constitute disorder and don’t necessarily have a negative impact on the lives of individuals who have ADHD. And that impact depends, and the status of that neurodivergence depends, on the environment in which they live and the environment in which they’re – as the ac – as activists, you know, neurodiversity activists would say, the environment in which is imposed on them by neurotypical people. So, I mean, the whole movement, I think, is – it’s been very prominent in the autism area, but it’s been – logically, you know, there’s no reason not to extend it, the same arguments to the ADHD area, although, you know, the advocates of it, you know, there’s fewer in the ADHD field than in the autism field.
But, you know, there are some interesting implications of this position, and I wrote a little bit about that in the Annual Research Review, but I’ve written at greater length, in various commentaries, about, you know, how does this impact science? ‘Cause I – just remind everybody, I’m not a Sci – I’m not a Clinician. I am just a Scientist, so I really focus on the scientific implications of a neurodiversity movement. And I think in – what it really does is it makes you focus much more on the environment.
So, I think we’re at a fascinating stage in the science of ADHD and we definitely need to explore alternative paradigms, I think, given the lack of progress in terms of the therapeutic developments, therapeutic innovations. You know, it makes us think, you know, what is a ADHD positive environment? What would it look like, you know? How would we restructure it? How would we introduce reasonable adjustments to a classroom environment, for instance, that would mean that people with ADHD wouldn’t struggle in those environments in the way that they do now? And how could we introduce that, all that, without disrupting the education of other people in the cla – other kids in the class? So, it’s fas – some fascinating questions, I think, that it raises, which we address in – to some extent, in the Annual Research Review paper.
So, the – I think the one final thing that I’d like to focus on is the whole issue of ADHD in girls and young women. It seems to me that this is one of the most important areas, clinically and scientifically, in our field, which has been, to a large extent, overlooked. Now, because ADHD’s been sidered as – considered as a male condition, largely, and the ratios between men – males and females vary, you know, between one to three or one to four, in the general population, perhaps one to eight, even, in the clinic.
So, far fewer females seem to display ADHD and even fewer of them seem to get referred for help, and what it looks like is that the main issue is the age at which the diagnosis is made. So, when you move into adolescence, the ratio is much closer. So, girls seem to be being diagnosed later than males, than boys, you know, females later than males, and when you get to adulthood, it’s pretty much 50-50, it’s one-to-one, you know. And many, many women get diagnosed in adulthood, but look back over their lives and recognise that they were displaying, you know, all the difficulties that somebody with ADHD might experience. You know, so they might get diagnosed at 25 or 30, but look back and think my golly, even when I was, you know, five and six, I was pretty much the same person, but nobody spotted it.
And so, I think we should consider, and I know it’s a very controversial statement, but given all the data and given all the differences, both in age of the diagnosis, age of onset, perhaps even, might be a later onset in females, the pattern of symptomatology. Don’t forget, you know, the DSM 18 symptoms was, basically, built initially on clinical experience, which of course, in a circular way, was mainly with boys. And so, we’re exploring, with my PhD student, Anna Maria, she’s working on talking to women with ADHD and trying to get them to talk about their condition and their experiences to try and identify other areas of behaviours, other behaviours, other symptoms, that might be key for women, that men – but not so key for men. So, she’s working on that, so she’s been doing an amazing job, and I think other people, you know, are working on exactly that.
So, maybe their phenotype is different, the age of onset is different and, of course, some of the factors are crucially different, as well. So, the whole role of the menstrual cycle in ADHD and the role of oestrogen and hormones more generally, and the fluctuations in symptoms over the – both over the, you know, timescale of a month, but also over the timescale of a life, you know, in menopause and so forth, and also puberty being particularly important. So, it may be that the causal structure is – the causal factors are different, it may be that the presentation is different and certainly, the age of onset is different, which all – course, all means that there may be very important differences in the treatment that’s needed, as well, the therapy or the interventions that are needed.
So, I definitely think this is an area of real great importance for the field, and one of the things that I allowed myself in that – in pulling together these incredible sections that were written in the review, is to ask each person to think about the issue of sex differences in ADHD, as it related to their particular topic. And that was really, really helpful and interesting. So, I do think this is a really important area, going forward, for the field.