Transcript
Laura Machlin Hi, I’m Laura Machlin. I am currently a Postdoctoral Fellow at Harvard University, in the Department of Psychology, and I’m excited to share some of my work today with you, focusing on the Dimensional Model of Adversity and Psychopathology, which is one model of conceptualising early adversity. And so, my programme of research focuses on one component of the early life environment and how it shapes how children grow and develop, and that is early adversity. And so, the way that I define early adversity is experiences that are likely to require a significant adaptation by the average child and that are a deviation from the expectable environment. And so, experiences of early adversity can include experiences like physical and sexual abuse, experiencing neglect, chronic poverty, direct exposure to community violence, like in your neighbourhood. And it can include other hardships, as well, for example, like what some children experienced during the COVID-19 pandemic.
And it’s really important to understand early adversity and how it shapes how children grow and develop, because these experiences are extremely common. So, more than half of children experience some form of early adversity by adulthood, making it a really important topic to understand and research. And one reason that it’s really important to understand early adversity within the context of development, as well, is because it’s very strongly associated with risk for psychopathology. And so, if you look at the X axis of this graph here, you can see the number of experiences of early adversity that a child has had on the X axis and the odds of mental health disorder onset on the Y axis. And so, what you can see here is that as a child has experienced a greater number of experiences of early adversity, their risk for the onset of a mental health disorder systematically increases, as well, making it really important to understand this relationship.
And in fact, early adversity statistically accounts for 32% of all psychological disorders in adolescence and 44% of all psychological disorders in childhood. And so, these are really strong patterns of association. I’ll also add here that this is a really broad pattern of risk. So, early adversity here, it’s impacting risk for both internalising and externalising psychopathology, with similar strength of association across disorders.
So, early adversity is a really broad concept that includes many different types of experiences and so, part of what I’ll be doing today is talking a little bit about how Researchers model and measure early adversity. And so, I’m going to be talking about three different models of early adversity today. And so, the first model is the specific type, or specificity model, and historically, this has been a common approach that Researchers have taken. And so, what it means is that Researchers may focus their body of work on one specific type of early adversity. So, for example, focusing on childhood sexual abuse or focusing on specifically institutionalised samples.
And so, when you think about potential mechanisms that may account for why experiences of early adversity may increase risk for psychopathology, what these models imply is that there may be specific mechanisms related to specific types of early adversity. And so, sexual abuse may be associated with one neurodevelopmental mechanism that accounts for some of the relationship between sexual abuse and psychopathology. Whereas institutionalised samples may have a different mechanism through which institutionalisation may impact risk for psychopathology. So, that is the first model of early adversity that Researchers have used, that specificity model.
The second model that’s been commonly used in the literature is an ACEs model, but stands for adverse childhood experiences, or a cumulative risk model. And so, the way that this model works is that Researchers typically sum the number of different types of early adversity that a child has experienced, and then it – their – shows that their risk for psychopathology increases. And so, you can see this relationship, just like what I showed before, whereas overall risk for all different types of early adversity increases, risk for psychopathology increases, as well.
And so, there’s been a number of devel – neurodevelopmental mechanisms that have been studied using an ACEs or cumulative risk approach, and some of those mechanisms include HPA axis dysregulation, such as measuring cortisol as a potential mechanism, linking adverse childhood experiences and psychopathology, or the concept of allostatic load. And so, there’s good evidence to support these models of early adversity and those mechanisms. But really importantly here, these models of ACEs or cumulative risk implicitly assume that all experiences of early adversity impact neurodevelopment through the same underlying global mechanisms. However, if we think about it, there are likely other mechanisms, as well, for how early adversity impacts risk for psychopathology that are at least partially distinct, and I’m going to be talking about some of those mechanisms today.
And so, we covered, kind of, a specific model, looking at specific types of early adversity. The ACEs or cumulative risk model, which is really looking at global mechanisms of early adversity and then, the last model that I’ll talk about, which I’ll spend some more time on today, is the Dimensional Model of Adversity and Psychopathology. And this model was created by my graduate school mentor, Margaret Sheridan and my postdoctoral mentor, Kate McLaughlin. And so, what this model hypothesises is that there’s two dimensions of experience and each of those dimensions of experience are going to be associated with more specific neurobiological changes and associated changes in behaviour.
And so, if you look at the two axes here, you can see that on one axis is threat, which is one of the dimensions of experience, and on the other axis, the Y axis, is deprivation, which is that other dimension of experience. And so, by ‘deprivation’, what I really mean here is reductions in expected cognitive and social inputs that you would expect a child to get. And so, experiences that are going to be high in deprivation are going to include things like neglect or institutionalisation.
And then, on the threat axis, which is the X axis here, so, by ‘threat’, what I really mean is exposure to interpersonal violence that’s going to either result in harm to a child or threat of harm to a child, or to a close other, like a parent or caregiver. And so, experiences that are going to be higher in threat are going to include things like direct exposure to community violence, domestic violence, and physical and sexual abuse.
And so, the idea behind this model is that when you have a specific kid who’s experienced early adversity in front of you, that you would be able to understand their experience and place them somewhere along these two axes to understand the level of both deprivation and threat that they’ve experienced. And so, I’ll provide just two examples here. So, for example, you could see a kid who is in a single parent household, with one sibling, and their parent is really loving and supportive of them. They’re not experiencing violence in other areas of their life, like in their neighbourhood. But their parent has to work three jobs to financially support their family and as a result, isn’t able to spend a lot of one-on-one time with that child, or has to leave that child at home alone just in order to work those jobs and make ends meet. And so, if you think about that specific child, that would be characterised by a high deprivation and lower threat environment.
And so, now, I’ll give a second example. So, there might be another kid in a similar neighbourhood that financially, the family is doing well, but parents are physically fighting at home and that is making that child feel afraid. And so, that type of experience would be characterised by high threat and low deprivation. And so, when I give these examples, I think it’s easy to see that when we think about the types of early adversity and the experiences that these children have had, that we might expect these experiences to impact children in different ways across development. And so, that’s really what the Dimensional Model of Adversity and Psychopathology is really helpful for, is that you can examine experiences of deprivation controlling for threat, experiences of threat controlling for deprivation, and link that with more specific neurobiological changes and changes in behaviour. And so, next, I’ll present some evidence in support of this model, and in all of those examples, I will be examining deprivation controlling for threat and threat controlling for deprivation.
And so, based on prior work that’s been done, we know that using the Dimensional Model of Adversity and Psychopathology, that deprivation has been associated with deficits in executive functioning, like working memory and inhibitory control, and then, it’s also been associated with differences in language development. So, in particular, that dep – experiences of deprivation may be associated with deficits in receptive language, specifically. And we know that experiences of threat have been associated with both behavioural and neural measures of emotional reactivity and emotional regulation and also, differences in fear learning, so, in how children learn about new fearful stimuli.
And so, I can’t go over all of this body of work today, and so, I’m going to choose to focus on just a few components of this work. And so, what I’ll talk about more – in more detail today is associations between deprivation and executive functioning and associations between threat and fear learning. And then, I’ll also touch on some changes in brain structure associated with both deprivation and threat, as well. And I do want to emphasise here that I’m picking out just a few papers within this larger body of work to highlight today, but there has been a lot of work done in this area, includer – including additional studies in the areas that I’ll be presenting today.
And so, the first piece that I’m going to go over is associations of deprivation and threat with brain structure, and I just wanted to start by providing a little bit about – of background about brain structure across development. And so, I’m going to be showing data of how deprivation and threat are associated with grey matter in the brain. And so, from grey matter, if you look at this brain right here, what you can extract from specific regions of the brain, which you can see are segmented here, is information about cortical thickness, the thickness of the cortex, cortical surface area, so this is the peeled surface and then, these two things, surface area and thickness, combine to also give you information about cortical volume. And so, when you look at the cortex, Researchers typically look at cortical thickness and cortical surface area. Whereas when you’re looking at subcortical structures, like the amygdala and the hippocampus, then you typically need to use subcortical volume.
Now, the reason why it’s interesting to look at associations between deprivation and threat with brain structure, here, is that we know that early life experiences may change these measures of brain structure in different regions, depending on how those regions are typically developing, because they’re changing just in typical development across the course of the lifespan. So, brain structure can provide this really unique window in under – into understanding how early experiences may be shaping development.
And so, the first study that I’ll present today is my own work in 65 youth, and what we did is we brought in children two to five-years-old and we measured information to assess their level of threatening experiences that they’ve had, their experiences of deprivation and also, other experiences of early adversity that don’t fall into threat and deprivation, which is captured here by cumulative risk. And then, brought them in at five to ten-years-old and looked at their brain structure to assess cortical thickness, cortical surface area and subcortical volume.
And so, based on prior literature, the hypothesis here is that threat may be associated with amygdala and hippocampal volume, which is – which are subcortical structures, whereas deprivation would be associated with reductions in cortical thickness in association cortex. So, in prefrontal, parietal and temporal association cortex, we’re going to look at threat controlling for deprivation and deprivation controlling for threat here. And so, first, I’m going to show associations of threat with sur – cortical surface area, here, and this just notes that this is controlling for age, gender, scanner and that other dimension of experience.
And so, what you can see here is that threatening experiences were associated with really widespread decreases here. So, the green areas here highlight more highly significant areas. And you can see here that threat is associated with some really profound differences in brain structure in these children, that really crosses across the entire prefrontal cortex, including both medial and lateral prefrontal cortex, here, controlling for deprivation. And so, this is really quite a dramatic association that was found here.
Now, for deprivation, what I’m going to show is associations with cortical thickness and so, I have hypothesised that there might be decreases in cortical thickness associated with deprivation. What we actually found was increases in cortical thickness associated with deprivation, including in the occipital cortex, the insula and the anterior cingulate, here. And so, this is really interesting because this was one of the first studies that looked at associations between early adversity and brain structure in a younger sample of youth. And so, given that we know that the brain develops in a complex, protracted and hierarchical manner that’s influenced by experience, this association may capture an effect of deprivation and increased thickness that’s present earlier in development, even though there’s evidence later in development that deprivation may be associated with reduced thickness.
And so, overall here, this study and others have shown evidence that early adversity is associated with brain structure in childhood. And then, going back to the Dimensional Model here, this particular study also provides evidence that distinguishing between deprivation and threat, rather than using an ACEs or cumulative risk approach, may be particularly helpful here because we found different patterns of association associated with both deprivation and threat. So, they were using different measures, cortical thickness and surface area, and going in different directions. And so, what that suggests is that some of the prior literature that may have measured early adversity in different ways may have masked some of these associations.
And so, going back to the Dimensional Model here, you can see that this study provides support for the model by demonstrating distinct associations of deprivation and threat with alterations in brain structure in childhood controlling for one another. So, the second area that I’m specifically going to focus on today is associations between deprivation and executive functioning. And so, it was hypothesised when the Dimensional Model of Adversity and Psychopathology first came out, and there were theoretical papers published about it, that deprivation would be associated with deficits in executive functioning, while threat would not be.
And so, a systematic review and meta-analysis in general paediatrics, done by Johnson and colleagues, wanted to look at all the work that’s been done up until this point. Assessing this by looking at whether or not there are different strength of associations between deprivation and threat and associations with executive functioning, and they specifically focused on three areas of executive functioning here. So, cognitive flexibility, so switching back and forth between different tasks. Inhibitory control, so being able to inhibit a prepotent response of something that you’ve been doing, to then do a new response, and holding things in working memory.
And so, their hypothesis, based on the prior literature and the Dimensional Model here, is that deprivation would be more closely associated with executive functioning deficits in all of those areas, compared to threatening experiences. And so, what they found is that early adversity was associated with executive functioning in all three of those domains, both in early childhood and in adolescence. And that deprivation was more strongly associated with deficits in inhibitory control and working memory. But in the area of cognitive flexibility, threat and deprivation did not differ in their association and so, in the area of cognitive flexibility, kind of, early adversity more broadly may be impacting deficits in cognitive flexibility.
So, going back to this Dimensional Model, this work suggests that deprivation, specifically, may be more strongly associated with executive functioning deficits, particularly in the domains of working memory and inhibitory control. And this may be really helpful in initial, like, case conceptualisation of youth who’ve had some of these high deprivation experiences, like neglect or institutionalisation. ‘Cause it suggests that those children are going to be more likely to have some impairments in working memory in inhibitory control that could be targeted through evidence-based treatment.
Now, the last area of research that I’m going to talk about is associations between threat and fear learning. And first, I’m just going to talk a little bit about what fear learning is. And so, fear learning is a type of learning where people, or in this case children, are learning to predict aversive events. And so, the idea is you create a situation when an aversive event is going to occur, and children should be able to learn what predicts that aversive event.
And so, in a typical fear learning paradigm, there’s usually three phases pre-acquisition, fear acquisition and then, fear extinction, and often, there’s two stimuli, which is what I’ll present today. So, here these stimuli are going to be shown as this blue square and this orange diamond, here. And so, in the pre-acquisition phase of a fear learning paradigm, you’re going to see these two stimuli that are randomised and you’re just going to see them come on your screen one at a time and nothing happens. This is just a baseline period. Then, in the fear acquisition phase, you’re going to see these two stimuli one at a time again, but one of them is going to be randomised to be the CS+ or condition stimulus. The other will be randomised to be the CS-. And so, the CS+ is going to be paired with that aversive thing, in this case 80% of the time.
And so, for fear learning paradigms that are used with children, usually the aversive thing is a sound. So, it’s like a scream, or it could be the sound of nails on a chalkboard, something that’s going to be aversive to everyone. And so, that orange diamond will predict that that sound will occur about 80% of the time and through that experience, children should be able to learn that that orange diamond will predict that sound, while the blue square does not.
Then there’s going to be a fear extinction phase, where you see those two shapes, one at a time again. And you have the opportunity to learn that those shapes are now both safe and will not predict that sound again. And so, I wanted to look at associations between threat and fear learning here, because they were hypothesised in the creation of the Developmental Model as one of the deficits that may be associated with threatening experiences.
Another reason here is that it’s really important to understand fear learning, because as I said earlier, we know that threatening experiences are associated with greater risk for psychopathology in youth and fear learning is a proposed mechanism for why some evidence-based treatments may help to reduce mental health symptoms. So, if you think about any evidence-based treatment that involves an exposure and habituation component, so that can include exposure and response prevention or trauma focused cognitive behavioural therapy, it’s hypothesised that the way that these therapies work, in part, is through underlying fear learning mechanisms.
And so, the way that we measure fear learning is through skin conductance response, which is the sweat that comes out of your fingers when you’re wearing electrodes like this. And so, I’ll present data here that’s looking at the amplitude of skin conductance response to the CS+ compared to the CS-, here. And so, here I’m going to just talk about one study that I’ve done in an early adolescent sample of 170 youth, ten to 13-years-old, where we examined associations of threat and fear learning controlling for deprivation. And I was specifically interested in looking at early adolescence here, when psychopathology is likely to emerge and then, in addition to looking at associations between threat and fear learning, I also wanted to look at associations with psychopathology.
And so, at ten to 13-years-old, these youth came in and we measured information about their experiences with early adversity, such as exposure to threat, and did the fear learning paradigm and then, also measured psychopathology. When they came two years later, we measured psychopathology again. And so, because of that, we’re able to look at the emergence of new psychopathology over time, controlling for current symptoms.
And so, what I found here is if you look at this low threat group on the left-hand side, here, and this is pre-acquisition and then, the three blocks of fear acquisition here, with skin conductance response or physiological reactivity on the Y axis here. And what you can see is that these youth who had lower levels of threatening experiences in the sample show a really expected pattern here. So, there’s no difference in their physiological response at pre-acquisition, but then, starting at the beginning of fear learning, they can clearly differentiate between the CS+ and the CS- here, which continues across the course of fear acquisition.
So, then higher threat youth in the sample show the same pattern of response, but you can see there’s a clear difference here in the amplitude of that response. So, what you can see is that high threat youth here are showing a much greater physiological response to the CS+ compared to the CS-, particularly in early fear acquisition. And so, this can really be conceptualised as, like, heightened vigilance to new threatening stimuli compared to youth with less threatening experiences.
And so, I took the skin conductance response from the acquisition block one and used it to see if it could predict future psychopathology symptoms controlling for current symptoms. And what I found is that that skin conductance response to the CS+ in that first block of fear acquisition partially mediated the relationship between those threatening experiences and prospective PTSD symptoms controlling for current symptoms. And so, that’s really the emergence of PTSD in early adolescence, because it’s taking into account those past symptoms.
And so, what this body of work suggests is that threat, but not deprivation, here, is associated with this pattern of heightened vigilance to new threatening stimuli in your environment during fear learning. And that this altered pattern of fear learning may be one mechanism linking threatening experiences with the emergence of psychopathology during adolescence, in this case PTSD symptoms. And then, as I was mentioning earlier, this has potential implications to clinical practice ‘cause it suggests that interventions that we know that target heightened vigilance to threatening stimuli, like TF-CBT or other exposure-based interventions, may then help prevent the emergence of PTSD symptoms in these youth. And then, going back to the dimensional model here provides evidence that threat specifically, but not deprivation, is associated with changes in fear learning. And so, overall, what I’ve presented here today is that deprivation has been associated with deficits in executive functioning, that are stronger associations than with threatening experiences. And threat is associated with these altered patterns of fear learning, while deprivation is not. And then, both threat and deprivation are associated with differences in brain structure that are at least partially distinct.
And so, I just want to wrap up by talking a little bit about how I see the clinical implications of some of this work, and some of this has also been thought about really well by Rachel Vaughn-Coaxum, who’s at the University of Pittsburgh. And so, when you think about the utility of the Dimensional Model of Adversity and Psychopathology, one of the things that it’s doing through this work is it’s identifying mechanisms through which evidence-based treatments may work for youth who’ve experienced early adversity. And so, for example, in the work that I’ve presented today, it suggests when interventions that promote executive functioning development, that target heightened vigilance to threatening stimuli, may be particularly useful for youth, based on the type of experiences that they’ve had.
The second thing that it does is it facilitates potential future work related to treatment matching. And so, you can see here that I’ve shown some evidence of some disrupted developmental processes, and you could think about using that information in the selection of an evidence-based treatment. And so, for example, if you have a youth who’s experienced early adversity and who’s experiencing depressive symptoms, you might consider what associations are likely to be associated with their experiences, whether their experiences of early adversity are more highly characterised by deprivation or threat, in selecting an intervention.
And we know already that deprivation and threat can predict worse outcomes for youth in psychotherapy, depending on some specific situations. So, for example, we know that deprivation is associated with worse outcomes for parent training interventions and that threat is associated with worse outcomes for CBT for depression. So, understanding these experiences and where a child might fall along them, may suggest, for example, that youth with higher levels of threat-related experiences may better benefit from behavioural activation, rather than CBT or etc.
And then finally, here, it suggests that maybe in the future, there could be adaptations of treatment for youth with higher levels of early adversity, depending on those experiences. So, perhaps it suggests that youth with higher levels of deprivation experiences may need increased repata – repetition of new skills because of working memory deficits. Or that youth with higher levels of threatening experiences may also benefit from unique adaptations.
And so, I’ll just wrap up by saying that what I would advise, based on this model at this current point in time, is to consider children’s exposure to both deprivation and threat along those axes, within case conceptualisation, along with developmental timing of those experiences and the severity of the exposure. And then, hear more about, kind of, the treatment selection and modification of that evidence-based treatments, based on the Dimensional Model of Adversity and Psychopathology to come.
And so, with that, I’ll say thank you to my mentors who created the Dimensional Model of Adversity and Psychopathology, Kate McLaughlin and Margaret Sheridan, along with all my other colleagues who’ve contributed to this work.